SEC 606 Required Report on Routing of Customer Orders

SogoTrade, Inc is required by rule of the SEC to provide 606 reports. This rule requires all broker/dealers that route equity orders and option securities to make available a quarterly report that outlines their routing practices. This report must outline our venues used to route client orders during the quarter and disclose the material aspects of the broker’s/dealer’s relationship with those venues.

SEC - Disc of Order Routing.
SOGO Rule 606 Report (xml file)

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