SEC Rule 606 - Disclosure of Order Routing Information

Pursuant to SEC Rule 606, SogoTrade, Inc. is required to make publicly available a quarterly report regarding its routing of non-directed orders. SogoTrade has entered into an agreement with S3 Technologies to disclose all required information pertaining to this rule. This information can be accessed on the internet at SEC Rule 606(a) Customer Order Routing Reports.

SEC Rule 606(b) requires a broker‐dealer to disclose to its customers, upon request, “the identity of the venue to which the customer’s orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non‐directed orders, and the time of the transactions, if any, that resulted from such orders.” Customers may request this information by contacting a SogoTrade customer service representative at services@sogotrade.com

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